License Transfer Application - Alliance for Contractors

ALLIANCE FOR CONTRACTORS

License Transfer Application

STANDARD PRIORITY

1. APPLICATION OVERVIEW

This comprehensive License Transfer Application facilitates the transfer of contractor licenses for business ownership changes, corporate structure modifications, and personnel changes affecting license holder status. The Alliance for Contractors provides integrated support services to ensure seamless transitions while maintaining project continuity and regulatory compliance.

Application Types Supported

  • Ownership Transfer: Sale, merger, acquisition, or partnership changes
  • Corporate Restructuring: Entity type changes, reorganization, consolidation
  • Personnel Changes: Qualifying party changes, responsible managing employee updates

2. BUSINESS OWNERSHIP CHANGE APPLICATION

Section A: Current License Information
License Number: _________________________
Business Name: _________________________
License Classification: _________________________
Current Owner(s): _________________________
Ownership Percentage: _________________________
Section B: New Ownership Information
New Business Name: _________________________
New Owner(s): _________________________
New Ownership Structure: _________________________
Transfer Type: ☐ Sale ☐ Merger ☐ Acquisition ☐ Partnership Change
Effective Transfer Date: _________________________

3. CORPORATE STRUCTURE MODIFICATION APPLICATION

Section C: Current Corporate Structure
Current Entity Type: ☐ Corporation ☐ LLC ☐ Partnership ☐ Sole Proprietorship
State of Incorporation: _________________________
Federal EIN: _________________________
Section D: New Corporate Structure
New Entity Type: ☐ Corporation ☐ LLC ☐ Partnership ☐ Sole Proprietorship
Reason for Change: _________________________
New Federal EIN: _________________________

4. PERSONNEL CHANGE APPLICATION

Section E: Current Personnel Information
Current Qualifying Party: _________________________
License Number: _________________________
Years with Company: _________________________
Section F: New Personnel Information
New Qualifying Party: _________________________
Individual License Number: _________________________
Experience Summary: _________________________
Reason for Change: ☐ Retirement ☐ Resignation ☐ Termination ☐ Promotion

5. TRANSFER PROCEDURES AND WORKFLOWS

Standard Transfer Process

1Application Submission - Submit complete application with required documentation

2Initial Review - Alliance conducts preliminary review and completeness check

3Documentation Verification - Verify all supporting documents and qualifications

4Regulatory Review - Submit to appropriate regulatory authority for approval

5Final Approval - Issue new license or transfer confirmation

Expedited Transfer Process

Available for qualifying transfers with complete documentation and no regulatory complications. Reduces processing time by 40-60% through streamlined review procedures.

6. QUALIFICATION REQUIREMENTS AND ELIGIBILITY

General Eligibility Criteria

  • Current license must be in good standing with no outstanding violations
  • All fees and penalties must be current
  • Insurance requirements must be maintained throughout transfer process
  • Bond requirements must be transferred or new bonds established
  • New qualifying party must meet all statutory requirements

Ownership Transfer Requirements

  • Purchase agreement or transfer documentation
  • New owner financial statements and credit reports
  • Proof of required insurance coverage
  • Workers' compensation insurance verification
  • New qualifying party designation and qualifications

Corporate Structure Change Requirements

  • Articles of incorporation or organization for new entity
  • Operating agreements or bylaws
  • State registration certificates
  • Federal and state tax identification numbers
  • Registered agent designation

Personnel Change Requirements

  • New qualifying party individual license verification
  • Experience documentation and references
  • Employment agreement or officer appointment
  • Background check and financial responsibility verification
  • Continuing education compliance

7. FEE STRUCTURES AND PAYMENT INFORMATION

Transfer Type Base Processing Fee Regulatory Fee Alliance Service Fee Total Fee
Ownership Change - Simple $500 $200 $750 $1,450
Ownership Change - Complex $750 $200 $1,250 $2,200
Corporate Structure Change $600 $300 $900 $1,800
Personnel Change $300 $150 $450 $900
Expedited Processing +50% +$100 +$500 Variable

Payment Terms and Options

  • Payment Methods: Check, wire transfer, ACH, credit card (3% processing fee)
  • Payment Schedule: 50% due with application submission, balance due prior to final approval
  • Refund Policy: Partial refunds available if application withdrawn before regulatory submission

8. APPROVAL TIMELINES AND PROCESSING SCHEDULES

Transfer Type Standard Processing Expedited Processing Factors Affecting Timeline
Ownership Change 45-60 business days 20-30 business days Complexity, documentation completeness
Corporate Structure 30-45 business days 15-25 business days Entity type, multi-state operations
Personnel Change 20-30 business days 10-15 business days Background checks, experience verification

Processing Milestones

  • Day 1-5: Application review and completeness verification
  • Day 6-15: Documentation verification and qualification review
  • Day 16-30: Regulatory authority review and processing
  • Day 31-45: Final approvals and license issuance

9. CONTINUITY PLANNING FOR ONGOING PROJECTS

Project Continuity Assessment

The Alliance ensures all active projects remain compliant and operational during the license transfer process through comprehensive continuity planning services.

Active Project Documentation

  • Complete inventory of current projects and contracts
  • Project status reports and completion timelines
  • Client notification requirements and procedures
  • Subcontractor and supplier agreement reviews
  • Insurance and bond coverage continuity verification

Interim Licensing Solutions

  • Temporary license arrangements where permitted
  • Joint venture structures for project completion
  • Subcontracting arrangements with licensed entities
  • Project management company designations

Client Communication Strategy

Structured communication plan to maintain client confidence and project momentum during the transfer process.

Pre-Transfer Notification: 30-day advance notice to all active clients with transfer timeline and continuity assurances.
During Transfer: Weekly status updates and direct access to Alliance project coordinators for any concerns.
Post-Transfer: Formal introduction of new license holder and confirmation of all project commitments.

10. ALLIANCE INTEGRATION SERVICES

Business Transition Consultation

Comprehensive analysis of your business transition needs with customized recommendations for license transfer strategy, timeline optimization, and risk mitigation. Our expert consultants work with your team to develop transition plans that minimize business disruption and maintain operational continuity.

License Transfer Planning Services

Strategic planning services that coordinate license transfers with business objectives, tax considerations, and operational requirements. Includes regulatory compliance review, documentation preparation, and timeline coordination with all stakeholders.

Legal Assistance for Complex Ownership Changes

Specialized legal support for complex transactions involving multiple jurisdictions, regulatory approvals, or unusual ownership structures. Our legal team provides expert guidance on entity restructuring, contract assignments, and regulatory compliance issues.

Corporate Restructuring Support

Complete support for corporate reorganizations including entity formation, asset transfers, liability management, and regulatory notifications. Coordination with accounting and tax professionals to ensure optimal business structure outcomes.

Business Valuation and Succession Planning

Professional business valuation services for ownership transfers and succession planning consultation for family-owned contracting businesses. Includes estate planning coordination and generational transfer strategies.

Project Management Continuity Planning

Specialized project management services that ensure seamless project execution during ownership or personnel transitions. Includes client relationship management, subcontractor coordination, and quality assurance continuity.

11. REQUIRED DOCUMENTATION CHECKLIST

Standard Documentation for All Transfer Types

  • Current license certificate (certified copy)
  • Certificate of good standing from licensing authority
  • Current insurance certificates
  • Bond documentation
  • Financial statements (last two years)
  • List of current projects and contracts
  • Completed application with notarized signatures

Additional Documentation by Transfer Type

Ownership Changes

  • Purchase agreement or asset transfer documentation
  • New owner financial statements and credit reports
  • Proof of financing or cash availability
  • Management succession plan
  • Client notification letters

Corporate Structure Changes

  • Articles of incorporation/organization for new entity
  • Operating agreements or corporate bylaws
  • State business registration certificates
  • Federal and state tax ID documentation
  • Registered agent appointment

Personnel Changes

  • New qualifying party individual license
  • Resume and experience documentation
  • Employment agreement or appointment documentation
  • Background check authorization
  • Previous employer references

Applicant Certification and Signatures

I/We certify that the information provided in this application is true and complete to the best of my/our knowledge. I/We understand that any false statements or misrepresentations may result in denial of the transfer application or revocation of the license.

Current License Holder:

Date:
Signature

New License Holder (if different):

Date:
Signature

Alliance Representative:

Date:
Signature